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  1. Markets
  2. Fund Management
  3. Funds Regulation
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Fund regulation

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  • Sunday, 13 December, 2020
    EU financial regulation
    France urges changes to supervision of EU asset managers

    Brexit and the cross-border nature of fund management have created complexities, says AMF

  • Saturday, 12 December, 2020
    InterviewFTfm
    Lobbyist for Europe’s €17.6tn fund industry believes in Brexit balancing act

    Tanguy van de Werve of Efama is keen to raise the European investment industry’s profile but UK exit poses a challenge

  • Sunday, 20 September, 2020
    Fund management
    Fund managers alarmed over EU push to lure London jobs

    Regulatory proposals viewed as fresh attempt to capture more of UK’s £9tn asset management sector

  • Wednesday, 5 August, 2020
    ETF HubLatest news on ETFs
    EU fund groups call for exemption from maligned performance forecasts

    UK decision to diverge from Priips rules could put European funds at disadvantage, trade group warns

  • Tuesday, 28 July, 2020
    Inside BusinessSujeet Indap
    Investors in private equity funds need to stay on their toes

    SEC’s warns of risk of firms putting their own interests ahead of those of clients

  • Tuesday, 21 July, 2020
    EU financial regulation
    EU regulators revolt over fund performance forecasts

    Rare spat between Brussels and EU financial watchdogs piles pressure on policymakers to review controversial Priips rules

  • Wednesday, 24 June, 2020
    SEC censures private equity and hedge fund managers over fees

    US regulator identifies widespread ‘deficiencies’ that led investors to overpay for services

  • Sunday, 23 February, 2020
    EU financial regulation
    Luxembourg regulator accused of failing to protect investors

    Complaint to Europe’s top finance watchdog is blow to continent’s biggest fund hub

  • Thursday, 30 January, 2020
    Moira O'Neill
    Latin and Greek have no place in the investment world 

    The industry needs to mind its language and adopt plain English

  • Promoted Content
  • Friday, 13 December, 2019
    Investments
    Repayments to Woodford fund investors to start in January

    More than 50 per cent of Equity Income fund’s assets have been sold

  • Monday, 18 November, 2019
    UK funds still paying IFA  commissions stand at £184bn

    Many investors are sitting in legacy fund share classes that apply the charges, analysts say

  • Wednesday, 30 October, 2019
    Pension trustees test UK’s revamped stewardship code 

    FCA questioned over whether asset managers are preventing clients from acting as corporate stewards

  • Tuesday, 22 October, 2019
    Clearing and settlement
    Clearing reforms set to ‘disrupt’ asset management

    Costs are set to rise — but the question of how much and who pays is yet to be decided

  • Monday, 21 October, 2019
    Fund management
    Capital Group fund manager quits after BBC exposé

    Mark Denning resigns after ‘Panorama’ investigation into secret share purchases

  • Saturday, 19 October, 2019
    News in-depthFTfm
    Bond bubble puts global financial system at risk

    IMF warns fixed-income funds are vulnerable to liquidity shocks 

  • Saturday, 19 October, 2019
    Hargreaves Lansdown PLC
    Hargreaves fund outflows spark Woodford contagion fears

    Investors flee multimanager products after Equity Income suspension

  • Wednesday, 16 October, 2019
    LombardMatthew Vincent
    Woodford: the self-confessed failings of Hargreaves and the FCA

    How could so many have been encouraged to back illiquid fund that was so badly managed?

  • Friday, 11 October, 2019
    Investors trapped in Nobles Crus fund eye compensation

    One-time biggest wine investment vehicle has been suspended since 2013

  • Thursday, 26 September, 2019
    US financial regulation
    US regulator overhauls requirements for launching ETFs

    SEC lowers the barriers to entry, hoping to stimulate competition

  • Monday, 23 September, 2019
    FTfm
    Shaky start for the new guardians of the fund industry

    Arrival of independent directors sparks fears of ‘old boys’ club’ comeback

  • Wednesday, 18 September, 2019
    FTfmUS financial regulation
    SEC hits back at unofficial regulators of public companies

    US regulator’s guidance on proxy advisers should bring clarity to the voting system

  • Monday, 16 September, 2019
    News in-depthFTfm
    Esma hits back at FCA’s criticism of fund rules 

    Regulators’ divergent views flag tensions about post-Brexit plans

  • Thursday, 5 September, 2019
    European watchdog warns on bond fund liquidity risk

    Market shock would leave up to 40% of junk bond funds unable to cope with investor withdrawals

  • Monday, 5 August, 2019
    FTfm
    EU ponders fund managers’ passporting activities after Brexit

    Concerns emerge over ‘dangerous development’ in Ucits framework

  • Monday, 22 July, 2019
    Mifid
    SEC looks to extend Mifid exemption for US brokers’ research

    Banks will not have to register as investment advisers under EU rules

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