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  • Wednesday, 6 July, 2022
    Brooke Masters
    Supreme Court EPA ruling puts regulators in handcuffs

    Conservatives are rejoicing now but, if scandals result, the backlash could be severe

  • Monday, 4 July, 2022
    News in-depthUS politics & policy
    Supreme Court ruling casts doubt on powers of US regulators

    Rules governing financial markets and crypto could be open to legal challenge after EPA decision

  • Thursday, 30 June, 2022
    US Treasury bonds
    Treasury market reforms draw flak from funds and high-speed traders

    SEC proposal requiring dealer registration would increase capital requirements and scrutiny

  • Thursday, 30 June, 2022
    Cryptocurrencies
    Crypto fund Grayscale launches lawsuit after SEC rejects ETF plan

    Digital asset manager challenges rejection of application to convert $40bn trust into exchange traded fund

  • Tuesday, 28 June, 2022
    EY
    EY agrees record $100mn US settlement over ethics exam cheating

    SEC alleges ‘breaches of trust’ involving dozens of employees at Big Four audit firm

  • Monday, 27 June, 2022
    US banks
    Stress tests drive higher capital requirements at 3 biggest US banks

    JPMorgan, Bank of America and Citigroup tier-one ratios to rise about 1 percentage point

  • Friday, 24 June, 2022
    InterviewCryptocurrencies
    SEC chair urges ‘one rule book’ for crypto to avoid gaps in oversight

    Gary Gensler seeks to share information with derivatives agency to better regulate digital assets

  • Thursday, 16 June, 2022
    SEC looks at stricter rules for index providers

    S&P Global and MSCI could be reclassified as investment advisers by US regulator

  • Tuesday, 14 June, 2022
    Credit Suisse Group AG
    Credit Suisse banker removed from role for unauthorised messages to clients

    Action taken as regulators target industry’s use of private applications to conduct business

  • Monday, 13 June, 2022
    Charles Schwab
    Charles Schwab to pay $187mn settlement to robo-adviser clients

    SEC slams ‘egregious’ allocations of customer money that extracted ‘hidden costs’

  • Monday, 13 June, 2022
    US unions accuse hedge funds of claiming ‘false’ alliance in battle against SEC rules

    AFL-CIO says they do not support activist investors opposed to post-Archegos transparency drive

  • Friday, 10 June, 2022
    Stablecoins
    US court orders Terraform Labs’ chief to comply with SEC subpoenas

    Do Kwon told to submit information on digital token trading network

  • Friday, 10 June, 2022
    Markets InsightSheila Bair
    Regulate stablecoins. Please!

    It is time for regulators to get creative and use their current powers to act

  • Thursday, 9 June, 2022
    InterviewFederal Trade Commission US
    Khan vows ‘muscular’ US antitrust approach on private equity deals

    FTC chair warns of ‘life and death consequences’ when buyout groups own broad sectors of economy

  • Thursday, 9 June, 2022
    Special purpose acquisition companies
    Spac boom dies as wary investors retreat

    Rising interest rates and the prospect of tougher regulation have deepened the challenges facing the market

  • Thursday, 9 June, 2022
    FT News Briefing podcast10 min listen
    SEC chair reviews ‘uneven’ US equities market

    Bleeding stops in US municipal bond market as investors seek slowdown protection

  • Wednesday, 8 June, 2022
    SEC chief launches review of ‘uneven’ US equities market

    Gary Gensler’s plan to ‘do better for retail investors’ draws fire from brokers and trading firms

  • Wednesday, 1 June, 2022
    John Kay
    Why competitiveness should not become a goal for the FCA

    A regulatory race to the bottom harms everyone except those who have something to keep from public scrutiny

  • Friday, 27 May, 2022
    JPMorgan Chase & Co
    JPMorgan collects data on borrowers’ race in push against wealth gap

    Programme set up in wake of George Floyd murder uses exemptions to boost lending to minorities

  • Tuesday, 24 May, 2022
    Special purpose acquisition companies
    Blank-cheque companies restate accounts after US watchdog’s warnings

    Revisions to corporate financial reports rose 289% in 2021, with increase led by Spacs

  • Monday, 23 May, 2022
    US banks
    SEC fines BNY Mellon over ESG in first case of its kind

    Regulator hits investment adviser with $1.5mn penalty for allegedly misstating and omitting information

  • Monday, 23 May, 2022
    Ruchir Sharma
    The threat shadow banks pose to the global economy

    This realm beyond regulators is where the next crisis will arise

  • Friday, 20 May, 2022
    News in-depthAllianz SE
    Allianz funds scandal hands US prosecutors a $6bn scalp

    Settlement by Europe’s largest insurer comes as authorities vow to get tougher on white collar crime

  • Thursday, 19 May, 2022
    Crackdown on buyout deals coming, warns top US antitrust enforcer

    Jonathan Kanter fears hollowing out of American economy amid private equity acquisition spree

  • Wednesday, 11 May, 2022
    Stablecoins
    Terra crisis fans regulatory concerns over $180bn stablecoin market

    TerraUSD became unmoored from dollar during this week’s crypto ructions

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