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SEC also fines former chief Tom Albanese $50,000 after a five-year legal battle
Wall Street regulator says trading venue commingled customer funds with its own
Brokers, hedge funds and advisers say proposals are unnecessary and impossible to implement
Or, how to make enemies and annoy (the right) people
US securities regulator alleges IT company missed numerous red flags
White House plans to use Defense Production Act to mitigate national security risks in powerful AI models
Attention cryptonomics, charted
Digital currency recoups all of losses sustained after collapse of Terra stablecoin
Also in today’s newsletter, why the SEC’s scrutiny of ESG isn’t going anywhere
Watchdog’s proposed curbs on AI and technology will increase costs and reduce choice for investors
Reaction to SEC’s decision not to appeal against Grayscale ruling suggests investors think approval looks more likely
SEC head warns reliance on a few data models could unleash a financial crisis within a decade
Lenders of securities must report loans daily, but not in real time as had been feared
It’s about clearing, but it’s not clear
Good grief what a mess this looks?
Securities lenders would be forced to report deals within 15 minutes under proposed US rule
Investors with ‘control intent’ will have to report holdings over 5 per cent within five days
Entrepreneur may have bigger problem than US regulator’s probe into his purchase of X shares
US securities regulator’s court filing signals yet another fight with billionaire
Perella Weinberg Partners and Interactive Brokers among 10 firms caught up in latest enforcement action
Asset manager’s settlement with US regulator includes historic $19mn penalty over greenwashing allegations
Fall is in the air, financial criminals beware
Changes require ETFs and mutual funds to hold 80% of their assets in line with their labels
Overhaul would require 80% of a fund’s portfolio to match its name
Securities and Exchange Commission faults ride-hailing app for failing to disclose role of director in deal
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