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  3. Markets Regulation
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Financial & markets regulation

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  • Thursday, 4 March, 2021
    Financial Conduct Authority UK
    FCA fines former Stifel Nicolaus trader for market abuse

    Adrian Horn receives £53,000 fine and ban after being found to have made ‘wash trades’ in property investment group

  • Wednesday, 3 March, 2021
    London fights for its future
    Investors push back against UK listings overhaul

    Fund managers say proposals risk ‘watering down’ requirements for issuers

  • Wednesday, 3 March, 2021
    UK financial regulation
    UK fintech bosses warn new rules will stifle start-ups

    Tension brews between government view of sector as ‘strategically important’ and FCA duty to protect customers

  • Wednesday, 3 March, 2021
    Due Diligence
    The unravelling of Greensill Capital, explained Premium

    DD breaks down the travails of Greensill Capital, whose controversial supply chain finance methods have landed it in hot water

  • Tuesday, 2 March, 2021
    UK financial regulation
    UK listing rules set for overhaul in dash to catch Spacs wave

    Wide-ranging Hill report to include calls for cut in free float to 15% and ‘complete rethink’ on prospectuses

  • Tuesday, 2 March, 2021
    FT CollectionsGreensill Capital
    German regulator steps in as Greensill warns of threat to 50,000 jobs

    Finance group cautions on risk to clients as it seeks insolvency protection in Australia and rescue with Apollo

  • Tuesday, 2 March, 2021
    Gensler pledges market structure review after GameStop turmoil

    Biden’s pick for top job at SEC says he would look into payment for order flow

  • Tuesday, 2 March, 2021
    US financial regulation
    Democrats call for tougher capital requirements for US banks

    Sherrod Brown and Elizabeth Warren warn Fed it would be ‘grave error’ to extend pandemic relief

  • Monday, 1 March, 2021
    Deutsche Bank AG
    Deutsche Bank under pressure over derivatives sales in Spain

    Potential mis-selling of currency contracts to small companies scrutinised in probe and lawsuits

  • Promoted Content
  • Sunday, 28 February, 2021
    US financial regulation
    Shareholders push SEC for tougher climate regime for US oil

    Activists plan more green resolutions at annual meetings after ‘corporate-friendly’ Trump years

  • Friday, 26 February, 2021
    Special purpose acquisition companies
    US Spac boom lures UK tech companies in blow to London

    Flurry of interest spurs lobbyists to push for listing rule changes to make City more attractive

  • Thursday, 25 February, 2021
    Retail trading
    Zero-commission trading in Europe faces scrutiny by EU markets watchdog

    Esma chairman also expresses concern over ‘gamification’ of investing

  • Wednesday, 24 February, 2021
    Wirecard AG
    German accounting watchdog chief to step down in wake of Wirecard

    Third supervisory body loses leadership as insolvency scandal continues to take its toll

  • Wednesday, 24 February, 2021
    London fights for its future
    BoE governor warns EU over derivatives clearing power grab

    Andrew Bailey says tensions will escalate if banks are forced to cut ties with City

  • Wednesday, 24 February, 2021
    The FT ViewThe editorial board
    Why London should resist the Spac craze

    Any changes to UK listing rules will require careful consideration

  • Wednesday, 24 February, 2021
    FT AlphavilleIzabella Kaminska
    NY attorney lasers Bitcoin’s key funding mechanism

    The NY Attorney-General’s ruling on Tether and Bitfinex stands to destabilise the way dollars flow into the bitcoin value system. But Bitcoin’s meme warriors are buffering up their defences.

  • Tuesday, 23 February, 2021
    Cryptocurrencies
    Tether and Bitfinex agree to pay $18.5m penalty after New York probe

    State’s attorney-general accused groups of covering up ‘massive’ financial losses

  • Tuesday, 23 February, 2021
    UK insurance industry
    Insurers urge UK to reduce capital buffer in break from EU rules

    Watering down Solvency II would help to cover the costs of preparing for Brexit, trade body says

  • Monday, 22 February, 2021
    Head to HeadUK financial regulation
    Should the UK change its listing rules to attract more overseas companies?

    Two experts debate the future of IPO regulations and the wider capital market ecosystem

  • Sunday, 21 February, 2021
    Rana Foroohar
    Silicon Beach, or just another warm tax haven?

    The ‘techxodus’ to southern states must not become a race to the bottom

  • Thursday, 18 February, 2021
    Due Diligence
    The GameStop circus heads to Capitol Hill Premium

    Featuring some hedge fund bosses, a fintech billionaire and a Roaring Kitty

  • Wednesday, 17 February, 2021
    Retail trading
    Reddit day trader urges Wall Street probe ahead of GameStop hearing

    Keith Gill, also known as Roaring Kitty, to testify alongside hedge fund boss who lost billions

  • Wednesday, 17 February, 2021
    Brexit
    ‘Slash and burn’ of EU rules ruled out post-Brexit

    Duncan Smith says reform group advising PM would seek ‘fast and sensible’ regulatory changes

  • Wednesday, 17 February, 2021
    Robert Shrimsley
    The equivalence tussle is giving UK a lesson in Brexit power politics

    Brussels is fighting to make the EU more competitive in financial services

  • Wednesday, 17 February, 2021
    ETF HubLatest news on ETFs
    Call for SEC to regulate index providers as investment advisers

    Academics say narrower thematic or style approaches should be subject to regulatory scrutiny

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