Add this topic to your myFT Digest for news straight to your inbox
Esma levies rare penalty against Scope over failures to manage conflicts of interest
Regulator extends rules for 18 months to fix Brussels’ legal misdrafting
Regulator’s request to judge reflects argument that many digital assets qualify as securities
Richard Moriarty criticises ‘serious gaps’ in regulatory toolkit of Financial Reporting Council
FCA says those who flout rules around financial promotions face potential criminal prosecution
Finma uncovers millions of francs in unexplained payments by Banque Audi to senior political figures
US-style ‘spot’ funds are not available to retail customers on the continent — but similar products are
What regulator could be against safer lenders at the heart of our financial system?
Hume-Kendall had been accused by administrators to failed investment firm of using investors’ savings to fund lifestyle
FDIC to increase scrutiny for deals creating lenders with more than $100bn in assets
Landmark lawsuit is Biden administration’s first big antitrust action against iPhone maker
Arrest of Nvayo’s Christopher Scanlon raises questions about FCA’s ability to oversee digital payments sector
Markus Jooste issued with $25mn penalty by financial watchdog for his role in accounting scandal
FTSE 250 merchant bank takes ‘prudent’ measures to strengthen its balance sheet amid FCA review
America’s regulators are proposing a regime that is stricter than the globally agreed standard, provoking a backlash from its banks
Lawsuit against regulator is latest against chair Gary Gensler’s reform agenda
Compromises on regulation will mean more vulnerabilities in a crisis
The FCA has said it will allow listing requests but only give access to ‘professional investors’
Private equity has piled into a veterinary market that is consolidating fast
Investors claimed chief executive misled them during an earnings call in 2018
Housebuilders already facing pressure over separate CMA investigation into suspected information sharing
New Basel rules set to require more capital for most banks but should also make insurance a more attractive proposition
Thousands of people due to gain from transfer of scheme to ‘superfund’ operator Clara
Pressure remains on international groups from EU and California rules despite lighter-touch SEC regulations
Ministers want to maximise financial institutions’ chances of halting criminal transactions
International Edition